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News Release

Securities Regulators across Canada rate the first ever Investor Education Week a Success

  • Date:

    1998-04-17
  • Number:

    98/12

Released: 04/14/98  Contact: Douglas M. Hyndman or Adrienne R. Wanstall  899-6500 or
(BC only) 1-800-373-6393

April 14, 1998 - Canadian securities regulators report that Investor Education Week was a success.

This announcement comes at the conclusion of the first ever "Investor Education Week" held March 30 - April 3 by securities regulators across North and South America. An initiative of the Council of Securities Regulators of the Americas (COSRA), the recent investor education campaign was endorsed by Canadian securities regulators earlier this year.

"In recent years, a number of studies have illustrated the need for investors to become better educated about investing," said Douglas Hyndman, Chair of the Canadian Securities Administrators (CSA). "Helping investors to protect themselves is an objective to which the CSA is committed."

Contributing to the campaign’s success were the Canadian Securities Institute, the Investor Learning Centre, the Investment Dealers Association of Canada, the Investment Funds Institute of Canada, the Canadian Investor Protection Fund, the Canadian Depository for Securities, and community libraries.

"We have also been very pleased with the media response to Investor Education Week," Mr. Hyndman noted. "Our message has been very clearly and broadly communicated to the general public."

Highlights of the week included:

More than 11,000 CSA Investor Education Kits were distributed. The Kits include practical information and helpful tools that assist investors in investigating before they invest. The materials in the Kit are also available in english on the British Columbia Securities Commission Web site: www.bcsc.bc.ca and in english and french on the Web site of the Commission des valeurs mobilières du Québec: www.cvmq.com.

Over 3,000 people attended 14 educational seminars held across the country. Several securities regulators participated in the seminars, which were hosted by the Investor Learning Centre of Canada (ILC). A number of securities regulators also participated with the ILC in a national phone-in radio programme. In addition, the ILC unveiled its new Investor Resource Centre, the first in what will eventually be a series of such centres across Canada.

The members of the CSA reaffirmed their commitment to investor education. According to Mr. Hyndman, "Investor Education Week helped focus attention on the vital need for improved investor education. As regulators, we see the difficulties or hardships that could have been avoided had investors simply asked the right questions. If there is a single message we want to get across it would be: Get the facts -- investigate before you invest."

For further information about Investor Education Week or to obtain a CSA Investor Education Kit, please contact the securities regulator in your province or territory.

The Canadian Securities Administrators is comprised of the twelve provincial and territorial securities regulators.


 


CANADA-WIDE SUMMARY OF INVESTOR EDUCATION WEEK ACTIVITIES

British Columbia

The British Columbia Securities Commission's (BCSC) successful media tour included interviews, and in some cases an open line show, with the major media outlets in British Columbia. Articles appeared in The Vancouver Sun, The Province and Business in Vancouver. Interviews were broadcast on CKNW and CKST (Vancouver), CFJC (Kamloops) and CFAX (Victoria). In addition, 133 CSA Investor Education Kits were forwarded to other media across the province.
The BCSC participated in the Investor Learning Centre's over-subscribed educational seminars which were held in Vancouver and Prince George. Approximately 400 people attended and 500 CSA Investor Education Kits were distributed.
More than 3,000 CSA Investor Education Kits were distributed by the BCSC during Investor Education Week.

The contents of the CSA Investor Education Kit are available on the BCSC web site: www.bcsc.bc.ca


Alberta

Alberta Securities Commission staff met with investors at the ILC's 'Focus on Funds' seminars held in Calgary, Edmonton and Fort McMurray.

Over 1,300 CSA Investor Education Kits were distributed in Alberta with 500 going to approximately 30 public library systems.


Saskatchewan

Representatives of the Saskatchewan Securities Commission and the Investor Learning Centre met with investors at well attended 'Focus on Funds' seminars held in Regina and Saskatoon.

Interest in the CSA Investor Education Kits is strong with over 400 Kits distributed to date by the SSC and the Investor Learning Centre.


Manitoba

More than 300 CSA Investor Education Kits were distributed through brokers, securities industry participants, chartered accountants' and lawyers' offices.

An Investor Learning Centre 'Focus on Funds' seminar was held in Winnipeg involving the participation of Manitoba Securities Commission staff.

Several Commission staff participated on radio programmes and spread the message about Investor Education Week.


The North West Territories

The Registrar is planning to distribute CSA Investor Education Kits through libraries and other venues such as banks.


Yukon

The Registrar will be approaching schools as well as the public library and college. Also, banks and financial advisors will be encouraged to make kits available to clients. Through professional days at the schools, the Registrar expects to make investor education materials available to students.
The initiatives planned in both territories underscore the message that investor education is an ongoing activity with longevity beyond Investor Education Week.


Ontario

An electronic Town Hall meeting hosted by the OSC linked over 800 members of the investing public simultaneously in Sault Ste. Marie, London, Ottawa, and Toronto.

Research commissioned by the OSC was released. That research showed:

67% of Ontarians have investments in securities,
fewer than 1 in 5 consider themselves highly knowledgeable when it comes to personal financial investments and 1 in 4 rate their level of knowledge as very low,
1 in 4 do not understand the relationship between risk and return.
The OSC's new Web site was previewed for the media as part of the ILC's "Hard Hat Tour" of its new Investor Resource Centre and over 2000 CSA Investor Education Kits were distributed.


The OSC Chair, Jack Geller, addressed the Toronto Board of Trade and the membership of the Investment Funds Institute of Canada on April 1, underscoring the joint industry/regulatory interest in investor protection through investor education. Mr. Geller also announced approval by the Ontario Minister of Finance of the new CSA Rule governing the sales practices of mutual fund dealers, that Rule to come into force in Ontario May 1.

Québec

A news conference was held on Thursday April 2nd, to feature:

the release of the CSA Investor Education Kit;
the launch of the Commission des valeurs mobilières du Québec (CVMQ) Web Site;
and
an information sharing agreement between the CVMQ and the Office of the Inspector General of Financial Institutions.

Attending the news conference were the Chair of the CVMQ, Mr. Jean Martel, along with the Deputy Premier and Minister of State for the Economy and Finance, Mr. Bernard Landry, and the Inspector General of Financial Institutions, Mr. Jacques Dumont.

In Québec, the CSA Investor Education Kit includes an additional brochure (Make Your Money Grow) which encourages readers to incorporate a savings and investment plan into their household budgets as well as discussing other basics of finance and the capital markets. This brochure has been made available to all French-speaking communities across the Americas.

The CVMQ's new Web Site --www.cvmq.com --is online. Retail investors are encouraged to browse the site for information on the CVMQ, its activities and publications, FAQ (frequently asked questions), and links to other useful sites.

In addition, Mr. Martel announced the creation of a special fund dedicated to educating investors. "The investors' fund is to be financed in part from fines collected by the CVMQ for securities violations," said Mr. Martel. "It will help finance courses at educational institutions, ensure the presence of the CVMQ at investment fairs, help to advertise and conduct various activities to increase public awareness and provide investors with all the information they need to invest wisely and protect themselves".

Prince Edward Island

The public's response to Investor Education Week has been good. A news release "lit up the switchboard" with requests for 210 CSA Investor Education Kits and other information.

In addition to requests from the public, more than 80 kits were sent to law, accounting and brokerage firms, libraries, and schools.

The CSA Investor Education Kit also received favourable comments on a local radio variety show in its segment on investment news.

Retail investors are also encouraged to contact the Province's Web Site -- www.gov.pe.ca.

Nova Scotia

Over 500 CSA Investor Education Kits have been distributed "and the calls just keep coming". People are very interested.

The news release was printed in the local newspaper, with pick-up from regional radio stations. Media coverage has helped spread the message.

Numerous kits were distributed to provincial high schools and the universities.

New Brunswick

Demand for CSA Investor Education Kits is strong and expected to build over the next week as well.

The Office of the Administrator distributed 400 Kits to government offices, libraries, schools and universities.

Newfoundland and Labrador

A "Focus on Funds" seminar was held in St. John's where 150 people turned out.

Response from the high schools and students particularly those participating in the "Stock Market Game" was overwhelming.

CSA Investor Education Kits were distributed to libraries, government services, brokers, accountants.
Alberta
Alberta Securities Commission
4th Floor
300-5th Avenue SW
Calgary AB T2P 3C4
Telephone: (403) 297-6454
Facsimile: (403) 297-6156
Information: (403) 297-4296
20th Floor
10025 Jasper Avenue
Edmonton, AB T5J 3Z5

British Columbia
British Columbia Securities Commission
200-865 Hornby Street
Vancouver BC V6Z 2H4
Telephone: (604) 899-6500
1-800-373-6393
(BC only)
Facsimile: (604) 899-6506
Web site: www.bcsc.bc.ca


Manitoba
Manitoba Securities Commission
1130 - 405 Broadway
Winnipeg MB R3C 3L6
Telephone: (204) 945-2548
Facsimile: (204) 945-0330

New Brunswick
Office of the Administrator of Securities
P.O. Box 5001
133 William Street
Suite 606
Saint John NB E2L 4Y9
Telephone: (506) 658-3060
Facsimile: (506) 658-3059

Newfoundland
Securities Division
Department of Government Services and Lands
Government of Newfoundland and Labrador
2nd Floor, West Block
Confederation Building
P.O. Box 8700
St. John's NF A1B 4J6
Telephone: (709) 729-4189
Facsimile: (709) 729-6187
Web site: www.gov.nf.ca/

Nova Scotia
Nova Scotia Securities Commission
Joseph Howe Building
2nd Floor, 1690 Hollis Street
P.O. Box 458
Halifax NS B3J 2P8
Telephone: (902) 424-7768
Facsimile: (902) 424-4625
Web site: www.gov.ns.ca
Ontario
Ontario Securities Commission
Suite 800
Box 55
20 Queen Street West
Toronto ON M5H 3S8
Inquiries (416) 593-8314
Facsimile: (416) 593-8122
Publications: (416) 593-3699
Email: inquiries@osc.gov.on.ca
Web site: www.osc.gov.on.ca

Prince Edward Island
Prince Edward Island
Department of Community Affairs & Attorney General
95 Rochford Street, 4 Shaw North
P.O. Box 2000
Charlottetown PE C1A 7N8
Telephone: (902) 368-4569
Facsimile: (902) 368-5283
Web site: www.gov.pe.ca

Québec
Commission des valeurs mobilières du Québec
800 square Victoria
C.P. 246, Tour de la Bourse
Montréal QC H4Z 1G3
Telephone: (514) 873-5326
1-800-361-5072
(Québec only)
Facsimile: (514) 873-3090
Email: courrier@cvmq.gouv.qc.ca
Web site: www.cvmq.com

Saskatchewan
Saskatchewan Securities Commission
800-1920 Broad Street
Regina SK S4P 3V7
Telephone: (306) 787-5645
Facsimile: (306) 787-5899

Yukon
Registrar of Securities
Government of Yukon
2134 2nd Avenue
P.O. Box 2703
Whitehorse YK Y1A 2C6
Telephone: (867) 667-5005
Facsimile: (867) 393-6251

Northwest Territories
Registrar of Securities
Department of Justice
Government of the Northwest Territories
4903 - 49th Street
5th Floor, Court House
P.O. Box 1320
Yellowknife NT X1A 2L9
Telephone: (867) 920-6964
Facsimile: (867) 873-0243