BCSC panel issues reciprocal orders against three individuals
Vancouver - A British Columbia Securities Commission (BCSC) panel has reciprocated enforcement orders against three individuals sanctioned by the Investment Industry Regulatory Organization of Canada (IIROC) and the Ontario Securities Commission. They are:
For more information on the orders, search for the person's name at www.bcsc.bc.ca.
The Canadian Securities Administrators (CSA) maintains national databases for disciplined persons and firms and cease trade orders. These databases include all persons in Canada disciplined for securities trading offences.
About the British Columbia Securities Commission (www.bcsc.bc.ca)
The British Columbia Securities Commission is the independent provincial government agency responsible for regulating capital markets in British Columbia through the administration of the Securities Act. Our mission is to protect and promote the public interest by fostering:
- A securities market that is fair and warrants public confidence
- A dynamic and competitive securities industry that provides investment opportunities and access to capital
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Alison Walker, Media Relations
604-899-6854 or 1-800-373-6393 (toll free)
Learn how to protect yourself and become a more informed investor at www.investright.org