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Weekly Reports

Updates for the week ending April 25, 2003

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies & Instruments

 

  • BC Notice 2003/14 - Joint Forum of Financial Market Regulators
    Comments requested on proposed Guidelines for Capital Accumulation Plans

    In this consultation paper, the Joint Forum of Financial Market Regulations is asking for comments from industry, plan sponsors, and plan participants, about their proposed guidelines for operating capital accumulation plans. These plans include, for example, some defined contribution pension plans, group RRSP, and employee stock purchase plans. Once the guidelines are finalized the Commission and other regulators in the Joint Forum will use these guidelines, and the principles supporting them that we published as Consultation Paper 81-401, to determine how the Commission can best implement the guidelines to ensure that plan participants are receiving appropriate and adequate information, and advice, about their plans.

  • BC Policy 13-601 - Required Forms

    We have revised BCP 13-601 Required Forms to make some minor changes.
  • CSA Staff Notice 55-310 - Questions and Answers on The System for Electronic Disclosure by Insiders (SEDI)

    This CSA Staff Notice publishes a list of questions and answers (QAs) to help insiders and issuers file and search information on the System for Electronic Disclosure by Insiders (SEDI). There is also a section at the end on how the public can access filings on SEDI. SEDI is the electronic insider reporting system available over the Internet at www.sedi.ca. You should also consult CSA Staff Notice 55-308 Questions on Insider Reporting (the November Notice). The November Notice contains QAs on insider reporting to help reporting issuers and their insiders to better understand the insider trade reporting requirements under the provincial securities laws across Canada.

 

News & Events

 

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders & Revocations
Search for cease trade orders and revocations using  Market Regulation Services National CTO database (link no longer operational).

No new documents for this week.

 

Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders