Weekly Reports
Updates for the week ending February 17, 2017
- No new documents
- News release 2017/17 - BCSC panel issues large fines and permanent bans against two individuals for fraud
- News release 2017/18 - BCSC settles with B.C. woman for breaching the Act
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- No new documents
- No new events
Decisions, Settlements, Hearings & Temporary Orders
- Fieldhouse Capital Management Inc. and Executive Director - Hearing Notice – Hearing Date
- EagleMark Ventures, LLC, Falcon Holdings, LLC, Richard Lian (also known as Richard Terry Ruuska) and Enna M. Keller - Decision
- Rodney M. Warren and Mutual Fund Dealers Association of Canada - Hearing Notice – Hearing Date
- Gurpreet Singh Bansal and Mutual Fund Dealers Association of Canada - Hearing Notice – Hearing Date
- NewGen BioPharma Corp. - Halt Trade Order
- Vicky Dancho, also known as Ju Huang - Notice of Discontinuance
- Vicky Dancho, also known as Ju Huang - Order and Settlement Agreement
- Aik Guan “Frankie” Lim, Scott Thomas Low, FS Financial Strategies Inc., FS Financial Services Inc., FS Financial Strategies Services Inc., FS Financial Services (Alberta) Inc., Darrell Wiebe, Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, CC Cornerstone Credit Ltd. (now known as FlexfiInc.), Afshin Ardalan, WL Strategic Capital Partners Inc., George Lay, Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang), FS Stellar Insurance Services Inc., Nyit Foon “Lydia” Chin, Aike Joo Lim, Verico FS Capital Inc., Gagan Deep Bachra, FS Financial Systems Inc., Chi Kay “Dixon” Wong and Meng Cher “Philip” Tsai - Notice – Extension and Variation of Temporary Order and Adjournment
Cease Trade Orders & Revocations
- Lotus Bio-Technology Development Corp. (formerly Starflick.com) - Variation of Cease Trade Order
- Cliffmont Resources Ltd. - Partial Revocation Order
- Gold Recovery and Processing Company, Inc. and Northam Finance L.L.C. - Cease Trade Order
- BTU Capital Corp. - Revocation Order
- No new documents