Disciplined List
Balak, Lee Andrew
-
Date of Order or Settlement:
1990-11-16 -
Banned Until:
1993-11-16
Sanction:
- 3-year trading ban with conditions
- 3-year director/officer ban with conditions
Supporting Documents:
Violation:
- Misrepresentation
- Unauthorized trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000 in costs