Disciplined List
Ayers, Elmer Patrick
-
Date of Order or Settlement:
1995-11-10 -
Banned Until:
2011-09-27
Sanction:
- 10-year trading ban - Extended to 20-year ban
- 10-year officer/director ban - Extended to 20-year ban
Supporting Documents:
Violation:
- Unregistered trading
- Unregistered distribution
- Misrepresentations
- Ban extended for violation of original ban
Ruling Body:
BCSCPayment Agreed/Ordered:
$3,060 costs of 1991 investigation
$7,500 plus costs of 1995 hearing