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Disciplined List

Sinclair, James

  • Date of Order or Settlement:

    1998-08-05

Sanction:

    An undertaking to comply with the Securities Act, Securities Regulations and the Rules in relation to the issuance of press releases and their contents

Supporting Documents:

Violation:

    Misrepresentation

Ruling Body:

BCSC

Payment Agreed/Ordered:

$2,000 in costs