Enforcement

Disciplined List

Kim, Sung Wan (Sean)

Date of Order or Settlement:

2010-12-14

Sanction:

Permanent ban from purchasing and trading in securities or exchange contracts
Permanent director/officer ban
Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
Permanent investor relations ban

Supporting Documents:

Violation:

Fraud

Ruling Body:

BCSC

Payment Agreed/Ordered:

$31.4 million and $15,739,967 in disgorgement