Disciplined List

Kim, Sung Wan (Sean)

  • Date of Order or Settlement:

    2010-12-14

Sanction:

  • Permanent ban from purchasing and trading in securities or exchange contracts
  • Permanent director/officer ban
  • Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
  • Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
  • Permanent investor relations ban

Supporting Documents:

Violation:

    Fraud

Ruling Body:

BCSC

Payment Agreed/Ordered:

$31.4 million and $15,739,967 in disgorgement