Disciplined List

Hu, Michael Kyaw Myint Hua

  • Date of Order or Settlement:

    2011-11-10

Sanction:

  • Permanent ban from purchasing and trading in securities or exchange contracts (with conditions)
  • Permanent director/officer ban (with conditions)
  • Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
  • Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
  • Permanent investor relations ban

Supporting Documents:

Violation:

  • Insider trading
  • Making false and misleading statements to commission staff

Ruling Body:

BCSC

Payment Agreed/Ordered:

$1.5 million