Disciplined List

Alexander, Keith Henry

  • Date of Order or Settlement:

    2015-08-04
  • Banned Until:

    2018-08-04

Sanction:

  • 3-year ban from purchasing and trading in securities (with conditions)
  • 3-year director/officer ban (with conditions)
  • 3-year ban from becoming or acting as a promoter
  • 3-year ban from acting in a management or consultative capacity in connection with activities in the securities market
  • 3-year investor relations ban

Supporting Documents:

Violation:

  • Illegal distribution
  • Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$7,500 plus $20,000 in disgorgement