Disciplined List

Burke, Christopher Andrew

  • Date of Order or Settlement:

  • Banned Until:



  • 5-year ban from purchasing and trading in securities or exchange contracts with conditions
  • 5-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision as defined in the Securities Act with conditions
  • 5-year director/officer ban with conditions
  • 5-year ban from becoming or acting as a registrant or promoter
  • 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market
  • 5-year investor relations ban

Supporting Documents:


    Illegal distribution

Ruling Body:


Payment Agreed/Ordered:

$636,000 in disgorgement (Varied (Stayed) – January 15, 2018) plus an administrative penalty of $20,000