Kelly Boyd Fielder; Executive Director
Hearing Type:Enforcement - Reciprocal order
Submissions complete; Decision rendered
2021-09-01; 2022-01-11; 2022-09-26; 2023-05-19;
Gordon Johnson - Chair, James Kershaw
The executive director has applied for orders under section 161(6) and 161(1) of the Securities Act. Hearing concluded. The Commission issued its Decision on June 21, 2023.