Hearing Details

Shijun "Clark" Zhu; Executive Director

  • Date Opened:

    2020-07-28
  • Hearing Type:

    Enforcement

Hearing Status:

Hearing pending

Hearing Dates:

2020-09-16;

Initial Allegations:

Trading without registration

Please Note:

The Commission will set a date for the hearing on September 16, 2020 at 9:00am.

Notices & Decisions

Date Issued Document Type Description
2020-07-28
2020 BCSECCOM 295
2020-07-28
News release