Hearing Details
Rona-Joanne Galeon Rafal; Executive Director
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Date Opened:
2024-04-19 -
Hearing Type:
Enforcement
Hearing Status:
Hearing held; Submissions complete; Findings pending
Hearing Dates:
2025-02-18; 2025-06-06;
Initial Allegations:
Failed to comply with a summons or demand
Hearing Panel:
Gordon Johnson - Chair, Warren Funt, Jason Milne
Please Note:
On April 17, 2024, the Executive Director issued a notice of hearing. On June 6, 2025, the Panel heard oral submissions. The Panel issued its Findings on October 9, 2025. The parties have 10 business days to file a schedule for submissions on sanctions.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
|
2025-10-09
|
2025 BCSECCOM 461
|
|
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2025-05-26
|
2025 BCSECCOM 238
|
|
|
2025-03-05
|
2025 BCSECCOM 97
|
|
|
2024-04-19
|
News release
|
|
|
2024-04-17
|
2024 BCSECCOM 142
|