Hearing Details
Michael Duane Onstad; LOC Consultants Inc.; Executive Director
-
Date Opened:
2024-04-24 -
Hearing Type:
Enforcement
Hearing Status:
Hearing held; Submissions complete; Decision rendered
Hearing Dates:
2024-06-25; 2024-11-13; 2025-02-04;
Initial Allegations:
Trading without registration
Hearing Panel:
Deborah Armour - Chair, Judith Downes, Warren Funt
Please Note:
On April 24, 2024, the Executive Director issued a Notice of Hearing. Hearing concluded. On May 20, 2025, the Panel issued its decision.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
|
2025-05-21
|
NR 2025/028
|
|
|
2025-05-20
|
2025 BCSECCOM 227
|
|
|
2024-04-24
|
2024 BCSECCOM 152
|
|
|
2024-04-24
|