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Hearing Details

Re Application 20240119; Executive Director

  • Date Opened:

    2024-01-10
  • Hearing Type:

    Enforcement

Hearing Status:

In progress; Ruling rendered; Hearing adjourned generally

Hearing Dates:

2024-03-06; 2024-07-18;

Initial Allegations:

Manipulation/Misleading trading; Misrepresentation

Hearing Panel:

Audrey T. Ho - Chair, Gordon Johnson, Marion Shaw

Please Note:

On January 10, 2024, the Executive Director issued a notice of hearing. The notice of hearing has not been made public pending the determination of an application for anonymization. The Commission held hearing management meetings on June 24, 2025 and August 22, 2025. This matter is proceeding in camera.

Notices & Decisions

Date Issued Document Type Description
2024-08-09
2024 BCSECCOM 351 - Redacted