Hearing Details
Re Application 20240119; Executive Director
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Date Opened:
2024-01-10 -
Hearing Type:
Enforcement
Hearing Status:
In progress; Ruling rendered; Hearing adjourned generally; Ruling rendered; Hearing discontinued
Hearing Dates:
2024-03-06; 2024-07-18;
Initial Allegations:
Manipulation/Misleading trading; Misrepresentation
Hearing Panel:
Audrey T. Ho - Chair, Gordon Johnson, Marion Shaw
Please Note:
On January 10, 2024, the Executive Director issued a notice of hearing. The notice of hearing was not made public pending the determination of an application for anonymization. The proceedings against Re Application 20240119 have been discontinued.