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Hearing Details

Re Application 20240119; Executive Director

  • Date Opened:

    2024-01-10
  • Hearing Type:

    Enforcement

Hearing Status:

In progress; Ruling rendered; Hearing adjourned generally

Hearing Dates:

2024-07-18; 2025-01-21;

Initial Allegations:

Manipulation/Misleading trading; Misrepresentation

Hearing Panel:

Audrey T. Ho - Chair, Gordon Johnson, Marion Shaw

Please Note:

On January 10, 2024, the Executive Director issued a notice of hearing. The notice of hearing has not been made public pending the determination of an application for anonymization. The Commission will hold a hearing management meeting on January 21, 2025. This matter is proceeding in camera.

Notices & Decisions

Date Issued Document Type Description
2024-08-09
2024 BCSECCOM 351 - Redacted