Hearing Details
Re Application 20240119; Executive Director
-
Date Opened:
2024-01-10 -
Hearing Type:
Enforcement
Hearing Status:
In progress; Ruling rendered; Hearing adjourned generally
Hearing Dates:
2024-03-06; 2024-07-18; 2026-01-20;
Initial Allegations:
Manipulation/Misleading trading; Misrepresentation
Hearing Panel:
Audrey T. Ho - Chair, Gordon Johnson, Marion Shaw
Please Note:
On January 10, 2024, the Executive Director issued a notice of hearing. The notice of hearing has not been made public pending the determination of an application for anonymization. On December 15, 2025, a respondent filed an application for further disclosure. The parties have until January 13, 2026, to file submissions. The Commission held a hearing management meeting on December 16, 2025, and may hold a further hearing management on January 20, 2025, at 9:00 am. This matter is proceeding in camera.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
|
2024-08-09
|
2024 BCSECCOM 351 - Redacted
|