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Hearing Details

Hope Moira Donna Thomas; Executive Director

  • Date Opened:

    2024-10-11
  • Hearing Type:

    Enforcement - Reciprocal order

Initial Allegations:

Acting contrary to public interest

Hearing Panel:

Gordon Johnson - Chair, Karen Keilty

Please Note:

The Executive Director has applied for orders under section 161(6) of the Securities Act. The Respondent's submissions are due December 19, 2024

Notices & Decisions

Date Issued Document Type Description
2024-10-09
Application for orders under sections 161(6)(a) and 161(1) of the Act.