Hearing Details
LiquiTrade Ltd.; Executive Director
-
Date Opened:
2022-11-15 -
Hearing Type:
Enforcement
Hearing Status:
Hearing held; Submissions complete; Findings rendered; Submissions complete; Decision rendered
Hearing Dates:
2023-01-10; 2023-10-19; 2023-11-27;
Initial Allegations:
Trading without registration; Section 25 - Unregistered exchange
Hearing Panel:
Gordon Johnson - Chair, Judith Downes, James Kershaw
Please Note:
Hearing concluded. The Panel issued its findings on July 3, 2024. The Panel issued its decision on September 17, 2024.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
|
2024-09-17
|
2024 BCSECCOM 406
|
|
|
2024-09-17
|
Decision
|
|
|
2024-07-03
|
2024 BCSECCOM 292
|
|
|
2024-07-03
|
Findings
|
|
|
2023-01-10
|
Hearing Notice - Hearing Dates, 2023 BCSECCOM 20
|
|
|
2022-11-15
|
2022 BCSECCOM 445
|