Hearing Details
LiquiTrade Ltd.; Executive Director
-
Date Opened:
2022-11-15 -
Hearing Type:
Enforcement
Hearing Status:
Hearing held; Submissions pending
Hearing Dates:
2023-01-10; 2023-10-19; 2023-11-27;
Initial Allegations:
Trading without registration
Hearing Panel:
Gordon Johnson - Chair, Judith Downes, James Kershaw
Please Note:
Hearing concluded. The Panel's findings are due April 10, 2024.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
|
2023-01-10
|
Hearing Notice - Hearing Dates, 2023 BCSECCOM 20
|
|
|
2022-11-15
|
2022 BCSECCOM 445
|