Hearing Details
Jean Andre Lamarche (aka John Lamarche); Executive Director
-
Date Opened:
2022-12-19 -
Hearing Type:
Enforcement
Hearing Status:
Hearing pending
Hearing Dates:
2023-10-16; 2024-03-18; 2024-03-20;
Initial Allegations:
Trading without registration; Advising without registration
Hearing Panel:
Marion Shaw - Chair, Deborah Armour, Karen Keilty
Please Note:
The executive director issued a notice of hearing on December 18, 2022.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
|
2023-04-18
|
2023 BCSECCOM 181 - Hearing Notice
|
|
|
2022-12-19
|
News release - notice of hearing
|
|
|
2022-12-18
|
2022 BCSECCOM 481
|