Hearing Details

Re Application 20210107; Executive Director

  • Date Opened:

  • Hearing Type:


Hearing Dates:


Hearing Panel:

Gordon Johnson - Chair, Deborah Armour, Audrey T. Ho

Please Note:

On January 7, 2021, the applicant applied under section 171 of the Securities Act to revoke an Investigation Order. On May 17, 2021, the Panel heard the application and reserved its ruling. This matter is proceeding in camera.