Hearing Details

Dwight Cameron Mann; Investment Industry Regulatory Organization of Canada; Executive Director

  • Date Opened:

  • Hearing Type:


Hearing Status:

Hearing held; Decision pending

Hearing Dates:


Hearing Panel:

Gordon Johnson - Chair, Judith Downes, Audrey T. Ho

Please Note:

On December 14, 2020, IIROC applied for a review of an IIROC hearing panel's order and reasons for decision. The panel heard IIROC's application on July 5, 2021 and reserved its decision.

Notices & Decisions

Date Issued Document Type Description
2021 BCSECCOM 81 - Hearing Notice (hearing dates)