Hearing Details
Dwight Cameron Mann; Investment Industry Regulatory Organization of Canada; Executive Director
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Date Opened:
2020-10-15 -
Hearing Type:
Review
Hearing Status:
Hearing held; Decision rendered
Hearing Dates:
2021-07-05;
Hearing Panel:
Gordon Johnson - Chair, Judith Downes, Audrey T. Ho
Please Note:
On December 14, 2020, IIROC applied for a review of an IIROC hearing panel's order and reasons for decision. The panel heard IIROC's application on July 5, 2021, and on November 3, 2021 issued its decision.