Hearing Details
Peter Douglas Ortmann; Executive Director
-
Date Opened:
2021-07-12 -
Hearing Type:
Enforcement - Reciprocal order
Hearing Status:
Submissions pending
Initial Allegations:
Acting contrary to public interest
Hearing Panel:
Gordon Johnson - Chair, Judith Downes
Please Note:
The executive director has applied for orders under sections 161(6)(b) and 161(1) of the Securities Act. The panel's decision is pending.
Notices & Decisions
Date Issued | Document Type | Description |
---|---|---|
2021-07-08
|
Application for an order under ss.161(6)(d) and 161(1) of the Securities Act
|