Hearing Details

Peter Douglas Ortmann; Executive Director

  • Date Opened:

    2021-07-12
  • Hearing Type:

    Enforcement - Reciprocal order

Hearing Status:

Submissions pending

Initial Allegations:

Acting contrary to public interest

Hearing Panel:

Gordon Johnson - Chair, Judith Downes

Please Note:

The executive director has applied for orders under sections 161(6)(b) and 161(1) of the Securities Act. The panel's decision is pending.

Notices & Decisions

Date Issued Document Type Description
2021-07-08
Application for an order under ss.161(6)(d) and 161(1) of the Securities Act