Hearing Details

Gregg R. Mulholland; Executive Director

  • Date Opened:

    2021-06-24
  • Hearing Type:

    Enforcement - Reciprocal order

Hearing Status:

Submissions pending

Initial Allegations:

Acting contrary to public interest

Hearing Panel:

Gordon Johnson - Chair, Deborah Armour

Please Note:

The Executive Director has applied for orders under sections 161(1) and (6) of the Act. The Panel's decision is pending.

Notices & Decisions

Date Issued Document Type Description
2021-06-24
Application for an order under ss.161(6) and 161(1) of the Securities Act