Hearing Details

Caroline Danforth (aka Caroline Winsor, Caroline Meyers); Executive Director

  • Date Opened:

    2021-11-24
  • Hearing Type:

    Enforcement - Reciprocal order

Hearing Status:

Submissions pending

Initial Allegations:

Acting contrary to public interest

Please Note:

The Executive Director has applied for orders under sections 161(6)(a) and 161(1) of the Securities Act. The respondent has until January 12, 2022, to file submissions.

Notices & Decisions

Date Issued Document Type Description
2021-11-22
Application for orders under section 161 of the Securities Act