Caroline Danforth (aka Caroline Winsor, Caroline Meyers); Executive Director
Hearing Type:Enforcement - Reciprocal order
Acting contrary to public interest
The Executive Director has applied for orders under sections 161(6)(a) and 161(1) of the Securities Act. The respondent has until January 12, 2022, to file submissions.
Notices & Decisions
|Date Issued||Document Type||Description|
Application for orders under section 161 of the Securities Act