Hearing Details
Ian Gregory Thow; 611276 B.C. Ltd.; 657594 B.C. Ltd.; 679071 B.C. Ltd.; 699109 B.C. Ltd.; 705671 B.C. Ltd.; A.Y.G. Investments Inc.; M600 Holdings Ltd.; Thow Financial Planning Corp.; Vancouver Island Jet Inc.; 1047145 Alberta Ltd.; Executive Director
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Date Opened:
2006-06-29 -
Hearing Type:
Enforcement
Hearing Status:
Hearing pending; Hearing in progress; Decision rendered; Decision under appeal
Hearing Dates:
2006-07-20; 2006-08-30; 2006-09-22; 2007-05-29 - 2007-05-31; 2007-06-06; 2007-06-14; 2007-07-06;
Initial Allegations:
Fraud; Registrant misconduct; Misrepresentation; Trading without registration
Please Note:
The Commission issued its decision on December 20, 2007. Mr. Thow appealed the decision. The Court heard the appeal on September 9, 2008. On February 12, 2009, the Court of Appeal allowed Mr. Thow's appeal and imposed an administrative penalty of $250,000. The penalty was the maximum under the securities legislation at the time of Mr. Thow's misconduct.
Notices & Decisions
Date Issued | Document Type | Description |
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2009-02-12
|
Court of Appeal Reasons for Judgment
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2007-12-20
|
Decision 2007 BCSECCOM 758
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2007-10-16
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Findings
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2007-06-14
|
Hearing notice - hearing adjournment
|
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2007-05-31
|
Hearing notice - hearing adjournment
|
|
2006-09-22
|
Hearing notice - hearing dates
|
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2006-08-30
|
Hearing notice - hearing adjournment
|
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2006-07-24
|
Hearing notice - hearing adjournment
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2006-06-29
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