Skip Navigation
X
BCSC InvestRight
eServices
NRS
SEDAR+
About
Who We Are
Chair & Commissioners
Executive Management
Stakeholders & Partners
What We Do
Mission, Values & Overall Benefits
Funding & Accountability
Governance
Privacy
Media Room
Media Kit
Enforcement FAQs
Industry FAQs
News Releases
Reports & Publications
Subscriptions
Weekly Reports
Careers
Events
Contact Us
News Releases
Securities Law
Law & Policy
Act, Regulations & Rules
Instruments, Policies & Notices
Instruments, Policies & Notices (prior to 2000)
Forms
BC Notices
Requests for Comment
Applying for an Exemption
Exemption Orders (2002 to present)
Exemption Orders (prior to 2002)
Reference
About the National Numbering System
Policy Definitions
Popular Topics
43-101
Capital Raising
Listed Issuer Financing Exemption (LIFE)
Industry
Issuer Regulation
Guidance by Sector
Reporting Issuers
Requirements for Reporting Insiders
Continuous Disclosure Obligations
Raising Capital
Filing & Fees
Registrant Regulation
Compliance Toolkit
Registration Basics
Derivatives
Derivatives FAQs
Financial Technology & Innovation
Securities Law Fundamentals
BCSC Fintech Advisory Forum
Fintech Business Models
Evolving Fintech Regulation
Fintech Consultation
Marketplaces, SROs & Market Infrastructure
Canadian Investment Regulatory Organization (CIRO)
Marketplaces
Market Infrastructure
Popular Topics
eServices
Exemption Orders
Filing & Fees
Hearings
Instruments, Policies & Notices
Mining
SEDAR+
Investor
Enforcement
Administrative Enforcement
Notices of Hearing and Temporary Orders
Settlements
Decisions
Automatic Reciprocal Orders
Administrative Penalties Imposed by Notice
Administrative Sanctions
Returning Funds to Investors
Sanction Payment Status List
Disciplined List
Early Intervention
Operation Avalanche
Investment Caution List
Investor Alert
Halt Trade Orders
Cease Trade Orders
Criminal Enforcement
Past Cases
Guardians
Meet our investigators
Online investment schemes
Uncovering a pump-and-dump
Imprisoning a serial fraudster
A trail of deceit
Investigation
SYOM form
Most Recent Decisions & Orders
Hearings
About Hearings
Decisions
Hearing Schedule
Hearing Standards
Hearing Resources
Hearing Procedures
Representing Yourself
Guidelines for Preparing Documents
Popular Topics
Conducting Background Research
Compliance Examination
Criminal Enforcement
Upcoming Hearings
Resources
BCSC Resources
FAQs Database
Popular Topics
Disciplinary Action
Disclosure
Instruments, Policies & Notices
Report to Us
X
BCSC InvestRight
eServices
NRS
SEDAR+
About
Who We Are
Chair & Commissioners
Executive Management
Stakeholders & Partners
What We Do
Mission, Values & Overall Benefits
Funding & Accountability
Governance
Privacy
Media Room
Media Kit
Enforcement FAQs
Industry FAQs
News Releases
Reports & Publications
Subscriptions
Weekly Reports
Careers
Events
Contact Us
Securities Law
Law & Policy
Act, Regulations & Rules
Instruments, Policies & Notices
Instruments, Policies & Notices (prior to 2000)
Forms
BC Notices
Requests for Comment
Applying for an Exemption
Exemption Orders (2002 to present)
Exemption Orders (prior to 2002)
Reference
About the National Numbering System
Policy Definitions
Industry
Issuer Regulation
Guidance by Sector
Reporting Issuers
Requirements for Reporting Insiders
Continuous Disclosure Obligations
Raising Capital
Filing & Fees
Registrant Regulation
Compliance Toolkit
Registration Basics
Derivatives
Derivatives FAQs
Financial Technology & Innovation
Securities Law Fundamentals
BCSC Fintech Advisory Forum
Fintech Business Models
Evolving Fintech Regulation
Fintech Consultation
Marketplaces, SROs & Market Infrastructure
Canadian Investment Regulatory Organization (CIRO)
Marketplaces
Market Infrastructure
Investor
Enforcement
Administrative Enforcement
Notices of Hearing and Temporary Orders
Settlements
Decisions
Automatic Reciprocal Orders
Administrative Penalties Imposed by Notice
Administrative Sanctions
Returning Funds to Investors
Sanction Payment Status List
Disciplined List
Early Intervention
Operation Avalanche
Investment Caution List
Investor Alert
Halt Trade Orders
Cease Trade Orders
Criminal Enforcement
Past Cases
Guardians
Meet our investigators
Online investment schemes
Uncovering a pump-and-dump
Imprisoning a serial fraudster
A trail of deceit
Hearings
About Hearings
Decisions
Hearing Schedule
Hearing Standards
Hearing Resources
Hearing Procedures
Representing Yourself
Guidelines for Preparing Documents
Resources
BCSC Resources
FAQs Database
Report to Us
Home
Holiday Card
