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Weekly Reports

Updates for the week ending April 12, 2024

Instruments & Policies

  • BC Notice 2024/01 - Fee Changes and BC Form 11-901F Securities Regulation Fee Checklist

    The British Columbia Securities Commission has received government approval to make fee-related amendments to the Securities Regulation B.C. Reg. 196/97.

    This notice publishes an updated BC Form 11-901F Securities Regulation Fee Checklist. The amendments came into force on April 8, 2024.

News

  • News release 2024/30 - BCSC to return investors’ funds recovered in unregistered trading and advising case
  • News release 2024/31 - BCSC responds to assertions from Joven Narwal and South Asian Society Against Discrimination

Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies

  • No new documents

Events

  • No new documents

Decisions, Settlements, Hearings & Temporary Orders

Cease Trade Orders & Revocations

  • For weeks after July 21, 2023, please visit SEDAR+ for information about all cease trade orders (CTO). SEDAR+ includes all CTOs for failure to file as well as CTOs found in enforcement decisions, settlements, and temporary orders from companies and individuals from BC and other Canadian jurisdictions.

Exemptions Orders