Weekly Reports
Updates for the week ending September 20, 2024
- 93-930 - Coordinated Blanket Order 93-930
Temporary exemptions for derivatives firms from certain obligations when transacting with certain investment funds and for senior derivatives managers from certain reporting obligations. This order is effective on September 28, 2024.
- News release 2024/82 - West Vancouver executive of publicly-traded company charged after BCSC investigation
- News release 2024/83 - BCSC bans unregistered, offshore crypto trading platform from operating in B.C.
- News release 2024/84 - BCSC to return additional funds to investor of illegally distributed securities
- News release 2024/85 - BCSC alleges that B.C. company and sole director failed to produce required records
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- No new documents
- No new documents
Decisions, Settlements, Hearings & Temporary Orders
- Amar Bahadoorsingh - Hearing Notice – Adjournment
- LiquiTrade Ltd. - Decision
- Bracetek Industries Group Ltd. - Decision
- Fact Au Resources Corp. and Peter Bradley Kitchen - Notice of Hearing
Cease Trade Orders & Revocations
- For weeks after July 21, 2023, please visit SEDAR+ for information about all cease trade orders (CTO). SEDAR+ includes all CTOs for failure to file as well as CTOs found in enforcement decisions, settlements, and temporary orders from companies and individuals from BC and other Canadian jurisdictions.
- Instinet Canada Cross Limited - Decision
- Nicola Wealth Management Ltd. - Exemption Order