Weekly Reports
Updates for the week ending June 27, 2025
- 31-103 - Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Prohibition on the Use of Chargebacks in the Distribution of Investment Fund Securities [CSA Notice and Request for Comment]
This notice publishes for a 90-day comment period proposed amendments that would prohibit the use of chargebacks in the distribution of investments funds offered by prospectus. Chargebacks occur when clients redeem their securities before a fixed schedule and a dealing representative is required to pay back all or part of the upfront commission or payment received to the dealer firm. The comment period ends September 24, 2025.
- News release 2025/44 - CSA publishes 3-year Business Plan focused on competition and investor protection
- News release 2025/45 - Canadian securities regulators propose prohibiting the use of chargebacks in the distribution of investment funds
- News release 2025/46 - BCSC alleges unregistered activity by B.C. resident and connected companies
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- No new documents
- No new documents
Decisions, Settlements, Hearings & Temporary Orders
- Aarif Jamani, 1207124 B.C. Ltd., 0985358 B.C. Ltd., and Meximara Holdings Ltd. - Notice of Hearing
Cease Trade Orders & Revocations
- For weeks after July 21, 2023, please visit SEDAR+ for information about all cease trade orders (CTO). SEDAR+ includes all CTOs for failure to file as well as CTOs found in enforcement decisions, settlements, and temporary orders from companies and individuals from BC and other Canadian jurisdictions.
- No new documents