Weekly Reports
Updates for the week ending April 3, 2026
- 11-349 - Notice of Local Amendments in Certain Jurisdictions
This Notice outlines local amendments implemented by certain CSA jurisdictions to selected national or multilateral rules and policies. - 25-315 - Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets [CSA Staff Notice]
This notice summarizes the key oversight activities of CSA staff and their assessment of CIRO and CIPF compliance with securities legislation requirements, including the terms and conditions of recognition.
- News release 2026/19 - CSA invites stakeholders to participate in tokenization initiative
- News release 2026/20 - Prediction markets: CSA and CIRO remind industry and investors of the current rules
- News release 2026/21 - Canadian securities regulators report on key oversight activities of CIRO and CIPF
Marketplaces, Self Regulatory Organizations (SROs) & Market Infrastructure
- CIRO - Canadian Investment Regulatory Organization (CIRO) - Notice of BCSC non-objection to proposed amendments respecting the Reasonable Expectations to Settle Short Sales
This Notice announces the BCSC’s non-objection to proposed amendments to the Investment Dealer Partially Consolidated Rules (IDPC) that would require all Investment Dealers to have a reasonable expectation to settle trades listed securities on settlement date and proposed changes that introduce a “deem to own” exception to certain provisions in both the Universal Market Integrity Rules and the IDPCs. The amendments will be effective August 11, 2026. - CIRO - Canadian Investment Regulatory Organization (CIRO) – Request for Comments: Proposed Amendments Respecting Client Delivery Obligations
The Canadian Investment Regulatory Organization (CIRO) is publishing, for a comment period that expires on July 3, 2026, proposed amendments to the Investment Dealer and Partially Consolidated Rules (IDPC) relating to client delivery obligations (the Proposed Amendments). The Proposed Amendments are intended to require applicable investment dealers to establish, maintain, and apply policies and procedures reasonably designed to detect and address client failures to deliver after selling a listed security on a marketplace, when the security is not held by or under the control of the investment dealer
CIRO’s notice sets out the process for submitting comments. - TSXV - TSX Venture Exchange Inc. - Notice of Approval – New Managed Co-Location Products and Related Fee Changes
- No new documents
Decisions, Settlements, Hearings & Temporary Orders
- Lucas Christopher Birdsall - Hearing Notice – Hearing Dates
Cease Trade Orders & Revocations
- For weeks after July 21, 2023, please visit SEDAR+ for information about all cease trade orders (CTO). SEDAR+ includes all CTOs for failure to file as well as CTOs found in enforcement decisions, settlements, and temporary orders from companies and individuals from BC and other Canadian jurisdictions.
- No new documents