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Weekly Reports

Updates for the week ending February 13, 2026

News release 2026/06 - CSA publishes 2025 Systemic Risk Committee Annual Report
News release 2026/07 - B.C. man settles misrepresentation case with BCSC for $500,000 and 10-year prohibitions

CIRO - Rules Bulletin - Request For Comment - Proposed Dual Registration Amendments - Proposed CIRO Rules

The Canadian Investment Regulatory Organization (CIRO) is publishing for comments for a 120-day period, proposed amendments regarding dual registration of its dealer members as both investment dealers and mutual fund dealers (Proposed Amendments). The Proposed Amendments would retire the dual registration regulatory construct by repealing the proficiency upgrade requirement for mutual fund-only advisors who work at an Investment Dealer Member. The purpose of the change is to simplify registration requirements and provide a unified framework across all Dealer Members. CIRO’s bulletin sets out the process for submitting comments.
CIRO - Rules Bulletin - Request for Comments - Rule Consolidation Project - Proposed CIRO Rules

The Canadian Investment Regulatory Organization (CIRO) is publishing for comment, proposed consolidated rules (Proposed CIRO Rules). The Proposed CIRO Rules being published for comment include the republication of proposals from the previously published Phases 1 through 5 of the Rulebook Consolidation Project along with changes to address comments received, non-material editorial changes for clarity, and in some instances material changes to the proposed rule requirements published in previous phases. CIRO’s bulletin sets out the process for submitting comments.

For weeks after July 21, 2023, please visit SEDAR+ for information about all cease trade orders (CTO). SEDAR+ includes all CTOs for failure to file as well as CTOs found in enforcement decisions, settlements, and temporary orders from companies and individuals from BC and other Canadian jurisdictions.