Hearing Details

Hearing Status:

Hearing held; Submissions complete; Findings rendered; Decision rendered; Decision rendered

Hearing Dates:

2013-09-17; 2014-09-08 - 2014-09-11; 2014-12-12; 2015-07-29;

Initial Allegations:

Insider trading; Tipping

Hearing Panel:

Marion Shaw - Chair, Gordon Johnson, Karen Keilty

Please Note:

On August 28, 2015, the panel issued its decision. On July 25, 2025, the Commission received an application under section 15.1 of the Act. On October 7, 2025, the Panel issued its ruling. The Commission has received money pursuant to orders under section 161(1)(g). Claims information can be found on the Enforcement page under Returning Funds to Investors. On January 27, 2026, the Commission received an application under section 15.1 of the Act. On February 4, 2026, the Panel issued its ruling on the executive directors application under s. 15.1.