Hearing Details

Forum National Investments Ltd.; Daniel Clozza; Martin Tutschek; Grant Curtis; Robert Logan Dunn; Douglas Corrigan; Mosaic Holdings Inc.; Executive Director

  • Date Opened:

    2012-07-20
  • Hearing Type:

    Enforcement

Hearing Status:

Hearing pending

Hearing Dates:

2012-07-31; 2012-08-01; 2014-09-05; 2014-09-15 - 2014-09-16; 2018-08-14; 2019-05-06 - 2019-05-07; 2019-05-23; 2019-08-27; 2019-12-09; 2020-07-28; 2020-07-30 - 2020-07-31; 2020-08-12 - 2020-08-14; 2020-08-17 - 2020-08-21; 2020-09-10 - 2020-09-11; 2020-09-16 - 2020-09-18; 2020-10-05 - 2020-10-07; 2020-11-23 - 2020-11-27; 2020-11-30 - 2020-12-02; 2020-12-04; 2020-12-16 - 2020-12-18; 2021-01-11 - 2021-01-15; 2021-02-10 - 2021-02-12; 2021-02-22 - 2021-02-23;

Initial Allegations:

Acting contrary to public interest; False or misleading statements to the commission; Manipulation/Misleading trading

Hearing Panel:

Suzanne K Wiltshire - Chair, George C. Glover

Please Note:

On August 14, 2020, the executive director discontinued the proceedings against Douglas Corrigan.

Notices & Decisions

Date Issued Document Type Description
2020-08-14
2020 BCSECCOM 320
2020-08-12
2020 BCSECCOM 316
2020-07-21
2020 BCSECCOM 285
2020-07-15
2020 BCSECCOM 266 (adjournment applications)
2020-07-13
2020 BCSECCOM 258
2020-07-08
2020 BCSECCOM 251
2020-03-27
2020 BCSECCOM 96
2020-03-11
2020 BCSECCOM 87
2020-03-11
2020 BCSECCOM 77
2020-03-11
2020 BCSECCOM 76
2019-11-14
Reasons for Judgement of Mr. Justice Hunter in BCCA Nos. CA46324, CA46325 and CA46324
2019-09-30
2019 BCSECCOM 342, Reasons for Decision
2019-08-21
Notice of Application for Leave to Appeal BCSC decision dated July 22, 2019 filed on behalf of Robert Dunn, Douglas Corrigan and Mosaic Holdings (CA46325)
2019-07-22
2019 BCSECCOM 257
2019-04-18
Notice of Application of Forum National Investments Ltd. dated April 18, 2019
2019-01-18
2019 BCSECCOM 22
2019-01-15
Revocation Order
2018-06-19
News release
2018-06-15
2018 BCSECCOM 181 - Amended NOH
2014-11-21
2014 BCSECCOM 403
2014-10-01
2014 BCSECCOM 346
2014-09-10
Notice of Application of Dan Clozza dated September 10, 2014
2014-09-10
Notice of Constitutional Question of Dan Clozza dated September 10, 2014
2014-06-04
Notice of Application of Forum dated June 4, 2014
2012-08-08
Ruling revoking the temporary order 2012 BCSECCOM 315
2012-08-08
News release
2012-07-20
News release
2012-07-20
Temporary order and Notice of hearing 2012 BCSECCOM 294