Hearing Details
Forum National Investments Ltd.; Daniel Clozza; Martin Tutschek; Grant Curtis; Robert Logan Dunn; Douglas Corrigan; Mosaic Holdings Inc.; Executive Director
-
Date Opened:
2012-07-20 -
Hearing Type:
Enforcement
Hearing Status:
Hearing held; Hearing completed; Submissions complete; Findings rendered
Hearing Dates:
2012-07-31; 2012-08-01; 2014-09-05; 2014-09-15 - 2014-09-16; 2018-08-14; 2019-05-06 - 2019-05-07; 2019-05-23; 2019-08-27; 2019-12-09; 2020-07-28; 2020-07-30 - 2020-07-31; 2020-08-12 - 2020-08-14; 2020-08-17 - 2020-08-21; 2020-09-10 - 2020-09-11; 2020-09-16 - 2020-09-18; 2020-10-05 - 2020-10-06; 2020-11-09 - 2020-11-10; 2020-11-23 - 2020-11-27; 2020-12-01 - 2020-12-02; 2020-12-16 - 2020-12-18; 2021-03-22 - 2021-03-25;
Initial Allegations:
Acting contrary to public interest; False or misleading statements; Manipulation/Misleading trading
Please Note:
On August 31, 2021, the Panel issued its Decision.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
|
2021-08-31
|
2021 BCSECCOM 354
|
|
|
2021-08-31
|
News release
|
|
|
2021-02-17
|
2021 BCSECCOM 74, hearing dates
|
|
|
2020-09-29
|
2020 BCSCECOMM 398
|
|
|
2020-08-14
|
2020 BCSECCOM 320
|
|
|
2020-08-12
|
2020 BCSECCOM 316
|
|
|
2020-07-21
|
2020 BCSECCOM 285
|
|
|
2020-07-15
|
2020 BCSECCOM 266 (adjournment applications)
|
|
|
2020-07-13
|
2020 BCSECCOM 258
|
|
|
2020-07-08
|
2020 BCSECCOM 251
|
|
|
2020-03-27
|
2020 BCSECCOM 96
|
|
|
2020-03-11
|
2020 BCSECCOM 87
|
|
|
2020-03-11
|
2020 BCSECCOM 77
|
|
|
2020-03-11
|
2020 BCSECCOM 76
|
|
|
2019-11-14
|
Reasons for Judgement of Mr. Justice Hunter in BCCA Nos. CA46324, CA46325 and CA46324
|
|
|
2019-09-30
|
2019 BCSECCOM 342, Reasons for Decision
|
|
|
2019-08-21
|
Notice of Application for Leave to Appeal BCSC decision dated July 22, 2019 filed on behalf of Robert Dunn, Douglas Corrigan and Mosaic Holdings (CA46325)
|
|
|
2019-07-22
|
2019 BCSECCOM 257
|
|
|
2019-04-18
|
Notice of Application of Forum National Investments Ltd. dated April 18, 2019
|
|
|
2019-01-18
|
2019 BCSECCOM 22
|
|
|
2019-01-15
|
Revocation Order
|
|
|
2018-06-19
|
News release
|
|
|
2018-06-15
|
2018 BCSECCOM 181 - Amended NOH
|
|
|
2014-11-21
|
2014 BCSECCOM 403
|
|
|
2014-10-01
|
2014 BCSECCOM 346
|
|
|
2014-09-10
|
Notice of Application of Dan Clozza dated September 10, 2014
|
|
|
2014-09-10
|
Notice of Constitutional Question of Dan Clozza dated September 10, 2014
|
|
|
2014-06-04
|
Notice of Application of Forum dated June 4, 2014
|
|
|
2012-08-08
|
Ruling revoking the temporary order 2012 BCSECCOM 315
|
|
|
2012-08-08
|
News release
|
|
|
2012-07-20
|
News release
|
|
|
2012-07-20
|
Temporary order and Notice of hearing 2012 BCSECCOM 294
|