Hearing Details
David Andrew Schramm; Executive Director
-
Date Opened:
2023-04-20 -
Hearing Type:
Enforcement
Hearing Status:
Hearing held; Hearing discontinued
Initial Allegations:
Advising without registration
Hearing Panel:
Marion Shaw - Chair, James Kershaw, Jason Milne
Please Note:
On August 22, 2023, the executive director entered into a settlement agreement with the respondent and discontinued the proceedings against him.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
|
2023-08-22
|
News release
|
|
|
2023-08-22
|
2023 BCSECCOM 399
|
|
|
2023-08-22
|
2023 BCSECCOM 398
|
|
|
2023-08-22
|
2023 BCSECCOM 412
|
|
|
2023-04-20
|
News release - notice of hearing
|
|
|
2023-04-18
|
2023 BCSECCOM 179
|