Canadian Investment Regulatory Organization (CIRO) - Notice of BCSC non-objection to proposed amendments to the Mutual Fund Dealer Rules respecting the Distribution Disgorgement Program

CIRO - Rules Bulletin - Disgorgement – Amendments to the Mutual Fund Dealer Rules
CIRO - Notice of BCSC non-objection to Canadian Investment Regulatory Organization (CIRO)’s proposed amendments to Mutual Fund Dealer (MFD) Rules respecting the Distribution Disgorgement Program

This Notice announces the BCSC’s non-objection to proposed amendments to the Mutual Fund Dealer Rules section 7.4.1 to conform with the Investment Dealer and Partially Consolidated Rules to provide for disgorgement of any amount obtained, including any loss avoided, as a result of committing a violation of applicable requirements. The amendments will be effective April 1, 2026.

Published March 19, 2026