Canadian Investment Regulatory Organization (CIRO) - Rules Bulletin - Request for Comments - Complaint Handling Resolution Timelines

CIRO - Rules Bulletin - Request for Comments - Complaint Handling Resolution Timelines

The Canadian Investment Regulatory Organization (CIRO) is publishing, for a 90-day comment period, proposed amendments to its Investment Dealers Partially Consolidated Rules and Mutual Fund Dealer Rules relating to complaint handling timelines. The proposed amendments will change the complaint handling response timelines and create a more consistent national standard in respect of these timelines.

CIRO’s notice sets out the process for submitting comments.

Comment Period Expires: January 27, 2027
Published: October 29, 2026