Canadian Investment Regulatory Organization (CIRO) - Rules Bulletin - Request for Comments - Modernization of requirements for account transfers and bulk account movements
The Canadian Investment Regulatory Organization (CIRO) is republishing, for a 90-day comment period, revised proposed amendments to Investment Dealer and Partially Consolidated Rule 4800, Mutual Fund Dealer Rule 2.12, and Proposed CIRO Rule 4800 to modernize requirements for account transfers and bulk account movements. The initial account transfer proposals were published on July 10, 2025, with Bulletin 25-1099.
CIRO’s notice sets out the process for submitting comments.
Comment Period Expires: October 21, 2026
Published: July 23, 2026