Canadian Investment Regulatory Organization (CIRO) - Rules Bulletin - Request for Comments - Rule amendments relating to the proposed adoption of an Incorporated Approved Person compensation option
The Canadian Investment Regulatory Organization (CIRO) is publishing, for a 120-day comment period, proposed amendments to the Investment Dealer and Partially Consolidated Rules (IDPC) and Mutual Fund Dealer MFD) Rules relating to the incorporated approved person compensation option (the Proposed Amendments). The objective of the Proposed Amendments is to develop a harmonized approach to client-facing Approved Person compensation by introducing an option for all client-facing Approved Persons to enter into an incorporated advisor arrangement with their sponsoring Dealer Member.
CIRO’s notice sets out the process for submitting comments.
Comment Period Expires: November 6, 2026
Published: July 9, 2026.