Hearing Details

Aik Guan "Frankie" Lim; Scott Thomas Low; FS Financial Strategies Inc.; FS Financial Services Inc.; FS Financial Strategies Services Inc.; FS Financial Services (Alberta) Inc.; Darrell Wiebe; Chun Ying "Jim" Pan; Chung-Sheng "Johnson" Kao; CC Cornerstone Credit Ltd. (now known as Flexfi Inc.); Afshin Ardalan; WL Strategic Capital Partners Inc.; George Lay; Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang); FS Stellar Insurance Services Inc.; Nyit Foon "Lydia" Chin; Aike Joo Lim; Verico FS Capital Inc.; Gagan Deep Bachra; FS Financial Systems Inc.; Chi Kay "Dixon" Wong; Meng Cher "Philip" Tsai; 3i Capital ClearPath Limited Partnership; Executive Director

  • Date Opened:

    2017-02-07
  • Hearing Type:

    Enforcement

Hearing Status:

Hearing held; Decision pending

Hearing Dates:

2017-03-08; 2017-06-28; 2018-01-12; 2019-01-09; 2020-02-26;

Hearing Panel:

Audrey T. Ho - Chair, Gordon L. Holloway

Please Note:

On April 22, 2020, the Panel issued its Findings and Decision.

Notices & Decisions

Date Issued Document Type Description
2020-04-22
News release
2020-04-22
2020 BCSECCOM 121
2020-02-26
2020 BCSECCOM 84
2020-01-16
2020 BCSECCOM 21
2020-01-09
2019 BCSECCOM 455 - Pan Settlement Agreement
2020-01-09
2020 BCSECCOM 14 - Pan s161 Order
2020-01-09
2020 BCSECCOM 15 - Pan Notice of Discontinuance
2019-11-01
2019 BCSECCOM 391 - Lay
2019-10-29
2019 BCSECCOM 374 and 375 - Lay
2019-10-25
2019 BCSECCOM 379
2019-10-18
2019 BCSECCOM 369 and 339
2019-10-18
2019 BCSECCOM 370 and 338
2019-10-18
2019 BSECCOM 371 and 337
2019-10-18
2019 BSECCOM 372 and 336
2019-10-18
2019 BCSECCOM 373
2019-10-04
2019 BCSECCOM 367
2019-08-23
2019 BCSECCOM 291
2019-01-14
2019 BCSECCOM 12
2018-12-03
2018 BCSECCOM 376, further extension of temporary and adjournment
2018-11-06
2018 BCSECCOM 354, Further extension to temporary order
2018-11-05
Hearing Notice - Adjournment, 2018 BCSECCOM 353
2018-10-24
2018 BCSECCOM 330 - Amended notice of hearing
2018-10-02
2018 BCSECCOM 302
2018-06-06
2018 BCSECCOM 178 - Partial revocation of temporary order
2018-06-01
2018 BCSECCOM 168
2018-05-22
2018 BCSECCOM 163
2017-07-21
2017 BCSECCOM 238
2017-05-16
2017 BCSECCOM 171, Notice - extension of temporary order & adjournment
2017-03-08
2017 BCSECCOM 92, Notice of extension of temporary order & adjournment
2017-02-17
2017 BCSECCOM 55
2017-02-07
News release
2017-02-06
2017 BCSECCOM 33