Hearing Details
Aik Guan "Frankie" Lim; Scott Thomas Low; FS Financial Strategies Inc.; FS Financial Services Inc.; FS Financial Strategies Services Inc.; FS Financial Services (Alberta) Inc.; Darrell Wiebe; Chun Ying "Jim" Pan; Chung-Sheng "Johnson" Kao; CC Cornerstone Credit Ltd. (now known as Flexfi Inc.); Afshin Ardalan; WL Strategic Capital Partners Inc.; George Lay; Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang); FS Stellar Insurance Services Inc.; Nyit Foon "Lydia" Chin; Aike Joo Lim; Verico FS Capital Inc.; Gagan Deep Bachra; FS Financial Systems Inc.; Chi Kay "Dixon" Wong; Meng Cher "Philip" Tsai; 3i Capital ClearPath Limited Partnership; Executive Director
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Date Opened:
2017-02-07 -
Hearing Type:
Enforcement
Hearing Status:
Hearing held; Decision pending
Hearing Dates:
2017-03-08; 2017-06-28; 2018-01-12; 2019-01-09; 2020-02-26;
Hearing Panel:
Audrey T. Ho - Chair
Please Note:
On April 22, 2020, the Panel issued its Findings and Decision.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
|
2020-04-22
|
News release
|
|
|
2020-04-22
|
2020 BCSECCOM 121
|
|
|
2020-02-26
|
2020 BCSECCOM 84
|
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2020-01-16
|
2020 BCSECCOM 21
|
|
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2020-01-09
|
2019 BCSECCOM 455 - Pan Settlement Agreement
|
|
|
2020-01-09
|
2020 BCSECCOM 14 - Pan s161 Order
|
|
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2020-01-09
|
2020 BCSECCOM 15 - Pan Notice of Discontinuance
|
|
|
2019-11-01
|
2019 BCSECCOM 391 - Lay
|
|
|
2019-10-29
|
2019 BCSECCOM 374 and 375 - Lay
|
|
|
2019-10-25
|
2019 BCSECCOM 379
|
|
|
2019-10-18
|
2019 BCSECCOM 369 and 339
|
|
|
2019-10-18
|
2019 BCSECCOM 370 and 338
|
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2019-10-18
|
2019 BSECCOM 371 and 337
|
|
|
2019-10-18
|
2019 BSECCOM 372 and 336
|
|
|
2019-10-18
|
2019 BCSECCOM 373
|
|
|
2019-10-04
|
2019 BCSECCOM 367
|
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2019-08-23
|
2019 BCSECCOM 291
|
|
|
2019-01-14
|
2019 BCSECCOM 12
|
|
|
2018-12-03
|
2018 BCSECCOM 376, further extension of temporary and adjournment
|
|
|
2018-11-06
|
2018 BCSECCOM 354, Further extension to temporary order
|
|
|
2018-11-05
|
Hearing Notice - Adjournment, 2018 BCSECCOM 353
|
|
|
2018-10-24
|
2018 BCSECCOM 330 - Amended notice of hearing
|
|
|
2018-10-02
|
2018 BCSECCOM 302
|
|
|
2018-06-06
|
2018 BCSECCOM 178 - Partial revocation of temporary order
|
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|
2018-06-01
|
2018 BCSECCOM 168
|
|
|
2018-05-22
|
2018 BCSECCOM 163
|
|
|
2017-07-21
|
2017 BCSECCOM 238
|
|
|
2017-05-16
|
2017 BCSECCOM 171, Notice - extension of temporary order & adjournment
|
|
|
2017-03-08
|
2017 BCSECCOM 92, Notice of extension of temporary order & adjournment
|
|
|
2017-02-17
|
2017 BCSECCOM 55
|
|
|
2017-02-07
|
News release
|
|
|
2017-02-06
|
2017 BCSECCOM 33
|