11-101F1 - Notice of principal regulator under Multilateral Instrument 11-101 [F - Rescinded]
Published Date: | 2005-08-26 |
---|---|
Effective Date: | 2005-09-19 |
Document(s): |
|
Concurrently Published:
Form 11-101F1
Notice of principal regulator under Multilateral Instrument 11-101
1. Date:
2. Information about person or company
SEDAR profile number (if applicable):
NRD # (if applicable):
Name:
Instructions:
(i) For a non-investment fund issuer, indicate the SEDAR profile number. For an investment fund issuer, indicate the SEDAR investment fund group profile number.
(ii) For a non-investment fund issuer, indicate the issuer’s name. For an investment fund issuer, indicate the investment fund group name.
3. Principal regulator
The securities regulatory authority or regulator in the following jurisdiction is the principal regulator for the person or company:
4. Previous notice filed
If the person or company has previously filed a Form 11-101F1, indicate the principal regulator noted in the previous notice:
5. Reasons for principal regulator
6. Change in principal regulatorThe principal regulator for the person or company is its principal regulator
(a) based on the location of its head office (for a non-investment fund issuer, dealer or unrestricted adviser), investment fund manager’s head office (for an investment fund), or working office (for an individual) (check box), or
(b) on the following basis [provide details]:
If this notice is being filed for a change in the person or company’s principal regulator, provide the details of the basis for the change in principal regulator.