NIN 2000/41 - Streamlining - Elimination of Certain Notices and Interpretation Notes [NIN - Rescinded]
Published Date: | 2000-09-29 |
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Effective Date: | 2000-09-30 |
The Commission hears regularly from industry and its advisers that they find it increasingly difficult to keep abreast of new rules and policies. These market participants say their task would be eased if the addition of new regulatory instruments were offset by the elimination or simplification of old rules and policies that are outdated or of doubtful efficacy.
This criticism is fair. In response, the Commission has an objective in its strategic plan to review existing instruments to see if their continued existence is justified. A process has been established to meet this objective and the elimination of these 70 NINs is the first product of that process.
Most of the NINs being eliminated are no longer applicable. Some refer to matters that are not now topical. In the latter case, the elimination of the NIN does not necessarily mean that the Commission has changed its view on the matter, only that it is not of sufficient current interest to warrant Commission comment.
All documents listed in the Appendix will continue to be available in the Historical Documents Database at the Commission’s website (www.bcsc.bc.ca).
The review process continues and will result in more notices of this nature.
DATED at Vancouver, British Columbia, on September 27, 2000.
Brent W. Aitken
Commissioner
Ref: See Appendix A for relevant NINs
This NIN may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the Commission Documents database or Historical Documents database.
Appendix A
Notices and Interpretation Notes
to lapse effective September 30, 2000
NIN # | Description |
NIN#87/45 | Technical Reports on Mining Properties Accompanying Prospectuses Submitted for Acceptance by the Superintendent of Brokers |
NIN#87/52 | Flow-through Shares |
NIN#87/66 | Prospectus Vetting Procedures |
NIN#88/7 | Venture Capital Issuers |
NIN#89/13 | Statutory Filings |
NIN#89/17 | [Draft] Local Policy Statement 3-45 - Designation as a Reporting Issuer and Business Investor Offerings |
NIN#89/21 | Orders Pursuant to Section 145 of the Securities Act - Removal of Trading Exemptions |
NIN#89/30 | Qualifications of Auditors Filing Reports |
NIN#89/35 | Disclosure of Promotional or Investor Relations Arrangements |
NIN#91/12 | Ontario Securities Commission Policy Statement 9.1 - Disclosure, Valuation, Review and Approval Requirements and Recommendations for Insider Bids, Issuer Bids, Going Private Transactions and Related Party Transactions |
NIN#91/18 | Auditor’s Report on Comparative Financial Statements |
NIN#91/20 | Comparative Interim Financial Statements |
NIN#92/4 | Draft National Policy Statement No. 46 - Index and Commodity Warrants and Other Derivative Securities |
NIN#92/21 | Proposed Junior POP System - Request for Comment |
NIN#92/29 | Accounting for Performance Shares |
NIN#93/8 | Money Laundering: New Federal Regulations |
NIN#93/16 | Draft National Policy Statement No. 53 - Foreign Issuer Prospectus and Continuous Disclosure System |
NIN#94/2 | Filing Requirements for Annual Information Forms |
NIN#94/20 | Draft National Policy Statement No. 43 - Advertisements of Securities and Related Sales Practices |
NIN#95/5 | Principles of Fair Trading |
NIN#95/12 | Executive Compensation and Indebtedness Disclosure - Ontario Staff Report |
NIN#95/15 | Interpretation Note - Disclosure of Securities Under “Control or Direction” |
NIN#95/21 | Decisions of the B.C. Securities Commission |
NIN#95/22 | Release Of IOSCO/BIS Joint Report on the Framework for Supervisory Information about the Derivatives Activities of Banks and Securities Firms |
NIN#95/29 | Task Force on Operational Efficiencies in the Administration of Securities Regulation - Final Report |
NIN#95/34 | British Columbia Securities Commission Response to the Request for Comments from the Ontario Securities Commission Task Force on Small Business Financing |
NIN#95/52 | Insider Reporting Third-Party Options |
NIN#95/53 | New Form of Certificate under Section 60(3) of the Securities Act |
NIN#95/60 | Hold Period for Securities of Exchange Issuer Issued under Section 55(2)(18) of the Securities Act |
NIN#96/10 | Blanket Order #96/9 Registrant Information to be Furnished to Clients |
NIN#96/12 | Further Relief Relating to Audit Committee Review and Board of Directors Approval of Interim Financial Statements |
NIN#96/13 | National Instruments and National Policies |
NIN#96/15 | Joint submission of the Chairs of the Alberta and British Columbia Securities Commissions on the Structure of the Proposed Canadian Securities Commission |
NIN#96/16 | Request for Comment - Dissemination of Insider Trade Report Data |
NIN#96/26 | Calculation of Hold Periods under the Securities Rules |
NIN#96/28 | Report of the IDA Committee on Take-Over Bid Time Limits |
NIN#96/29 | Trades in Options to Consultants |
NIN#96/35 | Mutual Funds and Related Party Transactions |
NIN#96/36 | Real Estate Securities |
NIN#96/45 | Special Warrants Prospectus Filings |
NIN#96/49 | Quarterly Report Filings (Form 61) (SEDAR) |
NIN#97/7 | System for Electronic Document Analysis and Retrieval (SEDAR) - Issuers in Default |
NIN#97/13 | Revised Securities Act as part of the Revised Statutes of British Columbia, 1996 |
NIN#97/15 | Proposed National Instrument 41-101 Prospectus Disclosure Requirements and Rescission of National Policy Statements Nos. 12, 13, 32, and 35 |
NIN#97/16 | Report of CSA Investment Funds Implementation Group |
NIN#97/18 | Proposed Provisions for Shareholder Proposals under the British Columbia Company Act |
NIN#97/31 | Proposed National Instrument 52-101 and Companion Policy 52-101CP and Proposed Rescission of National Policy Statement No. 48 Future Oriented Financial Information |
NIN#97/40 | Conditional Exemption From Registration For United States Broker-Dealers and Agents |
NIN#97/41 | Communication with the Securities Commission - New Commission Telephone and Facsimile Numbers |
NIN#97/52 | Non-Payment of SEDAR Annual Filing Service Charges |
NIN#97/53 | Amendments to the Company Act relating to Compromises and Arrangements |
NIN#97/54 | Filing Forms 20 Reports by Facsimile |
NIN#98/6 | Proposed Multi-Jurisdictional Instrument 33-105 and Companion Policy 33-105CP Underwriting Conflicts |
NIN#98/8 | Specification of Form 43C as Form of Offering Memorandum for Mortgages and Request for Comment on Draft Form of Information Statement |
NIN#98/9 | Proposed National Instrument 33-101 and Proposed Rescission of British Columbia Securities Commission Local Policy Statement 3-33 Administration of Self-Directed RRSPs, RESPs and RRIFs by Dealers |
NIN#98/24 | Proposed National Instrument 52-102 Use of Currencies |
NIN#98/25 | Proposed National Instrument 52-103 Change of Auditor |
NIN#98/26 | Proposal for a Statutory Civil Remedy for Investors in the Secondary Market |
NIN#98/28 | Amendments to the SecuritiesAct |
NIN#98/31 | Proposed National Instrument 31-101 and Companion Policy 31-101CP Mutual Reliance Review System for Registration |
NIN#98/32 | Blanket Order #98/5 Mutual Funds and the Purchase and Sale of Mortgages From and to the Account of Responsible Persons and Revocation Order #98/6 |
NIN#98/38 | Regulatory Review of Continuous Disclosure Filings |
NIN#98/41 | Selective Review of Prospectus Filings |
NIN#98/49 | Notice of Amendments to Mortgage Brokers Act |
NIN#98/51 | Consequential Amendments To the SecuritiesRules Relating to Insider Reports and Take Over Bids Request for Comments |
NIN#98/52 | Revised Shorter Hold Period with AIF and New Exemption for Certain Distributions Outside British Columbia |
NIN#98/54 | Permanent Registration System |
NIN#98/60 | Proposed National Instrument 44-102, Companion Policy 44-102CP and Rule 44-802 Shelf Distributions |
NIN#98/61 | Proposed National Instrument 44-103, Companion Policy 44-103CP and Rule 44-803 Post-Receipt Pricing |
NIN#98/62 | Revised Exemption for Certain Distributions outside British Columbia |