81-406 - Point of sale disclosure for mutual funds and segregated funds [NI Framework]
Published Date: | 2008-10-24 |
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Effective Date: | 2008-10-24 |
Document(s): |
Concurrently Published:
Introduction.......................................................................................................................................... 3A snapshot of the framework.............................................................................................................. 5
Background.......................................................................................................................................... 6
Delivery................................................................................................................................................. 7
Fund Facts.......................................................................................................................................... 14
Investor rights.................................................................................................................................... 20
Filing requirements ............................................................................................................................ 23
Key Facts for segregated funds........................................................................................................ 25
Next steps........................................................................................................................................... 26
Appendix 1: Revised Fund Facts for mutual funds and segregated funds......................................... 30