23-101 - Amendments to National Instrument 23-101 Trading Rules [NI Amendment - Lapsed]

Amendments to National Instrument 23-101 Trading Rules

PART 1 AMENDMENTS

1.1 Amendments

(1) This Instrument amends National Instrument 23-101 Trading Rules.

(2) Section 2.1 is amended by striking out "the rules, policies and other similar instruments" and substituting "similar requirements".

(3) Part 8 is amended

(a) in paragraph 8.4(c) by adding "in its capacity as a regulation services provider" after "directions made by the regulation services provider"; and

(b) by repealing section 8.5.

(4) Subsection 9.3(2) is repealed.

(5) Section 10.3 is repealed.

(6) Part 11 is amended

(a) in paragraph 11.2(1)(p) by striking out "and" ;

(b) in paragraph 11.2(1)(q) by striking out "." and substituting "; and";

(c) in subsection 11.2(1) by adding "(r) an insider marker.";

(d) in subsection 11.2(5) by adding "a securities regulatory authority or" before "a regulation services provider";

(e) in subsection 11.2(5) by adding "the securities regulatory authority or" before each reference to "the regulation services provider";

(f) in subsection 11.2(6) by striking out "After December 31, 2003, the" and substituting "The";

(g) in subsection 11.2(6) by adding "a securities regulatory authority or" before "a regulation services provider"; and

(h) in subsection 11.2(6) by adding "by the earlier of January 1, 2007 and the date on which a self-regulatory entity or a regulation services provider implements a rule, policy or other similar instrument to which the dealer or inter-dealer bond broker is subject that requires the maintenance of the record and the transmission of the record in electronic form" at the end.

PART 2 EFFECTIVE DATE

2.1 Effective Date - This Instrument comes into force on December 31, 2003.