23-101 - Trading Rules [NI Amendment Proposed - Lapsed]
| Published Date: | 2011-03-18 |
|---|---|
| Rescinded Date: | 2012-03-23 |
| Document(s): |
Concurrently Published:
- 23-101CP - Trading Rules [CP Amendment Proposed - Lapsed]
- BCN 2011/03 - Notice of Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules [BCN - Lapsed]
1. National Instrument 23-101 Trading Rules is amended by this Instrument.
2. Part 6 is amended by:
(a) replacing “The following are the trade-throughs referred to in paragraph 6.1(1)(a)” with “For the purposes of paragraph 6.1(1)(a) the permitted trade-throughs are” in section 6.2;
(a) replacing “marketplace participant” with “marketplace participant or a marketplace that routes or reprices orders” in section 6.5.
3. Part 11 is amended by:
(a) replacing “this Part” with “the requirements in section 11.2” in subsection 11.1(2);
(b) replacing “record” with “record in electronic form” in subsection 11.2(1);
(c) replacing “; and” with “;” in paragraph 11.2(1)(r);
(d) replacing“.” with “;” in paragraph 11.2(1)(s);
(e) adding the following after paragraph 11.2(1)(s):
“(t) each unique client identifier assigned to a client accessing the marketplace using direct electronic access; and
(u) whether the order is a directed-action order.”;
(f) replacing “records” with “records in electronic form” insubsection 11.2(7).
4. This Instrument comes into force on ●