24-501 Exemption from the filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement [BCI]

Sign-up for updates about BCSC Policy Publications.

24-501 [BCI], April 1, 2016
Published: 2007-04-01
Effective: 2007-04-01

Concurrently Published

Document
BCN 2007/18 BCN 2007/18 Adoption of National Instrument 24-101 Institutional Trade Matching and Settlement and Related Documents [BCN - Lapsed]
24-101 24-101 Institutional Trade Matching and Settlement [NI - Rescinded]

British Columbia Securities Commission

BC Instrument 24-501

The British Columbia Securities Commission, having considered that it would not be prejudicial to the public interest, orders that:

(a) section 1.2 of the attached BC Instrument 24-501 entitled "Exemption from the filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement" is made effective April 1, 2007, and

(b) sections 1.1 and 1.3 of the attached BC Instrument 24-501 are made effective October 1, 2007.

 

March 8, 2007

 


Douglas M. Hyndman
Chair


________________________________________________________________
(This part is for administrative purposes only and is not part of the Order)


Authority under which Order is made
Act and sections: Section 187 of the Securities Act
Other (specify): National Instrument 24-101 Institutional Trade Matching and Settlement

 
BC Instrument 24-501

Exemption from the filing requirements of
National Instrument 24-101 Institutional Trade Matching and Settlement

Order under Section 187 of the Securities Act

Part 1 - Exemption order
1.1 Section 4.1 of National Instrument 24-101 Institutional Trade Matching and Settlement does not apply to a registered dealer or adviser if its head office is outside British Columbia.

1.2 Section 5.1 of National Instrument 24-101 Institutional Trade Matching and Settlement does not apply to a clearing agency if its head office is outside British Columbia.

1.3 Sections 6.1, 6.3, and 6.4 of National Instrument 24-101 Institutional Trade Matching and Settlement do not apply to a matching service utility if its head office is outside British Columbia.

Part 2 - Effective date
2.1 Section 1.2 of this BC Instrument comes into effect on April 1, 2007.

2.2 Sections 1.1 and 1.3 of this BC Instrument come into effect on October 1, 2007.