Securities Law

BCN 2000/64 - Conditions of Registration on Limited Dealers [BCN - Rescinded]

Published Date: 2000-12-22
Effective Date: 2000-12-21

The Commission has issued BC Interpretation Note 33-701 Trading by Limited Dealers under Registration and Prospectus Exemptions and BC Interpretation Note 31-701 Advising under the Securities Act, which together provide information on certain conditions of registration being imposed on all limited dealers (this includes mutual fund dealers, exchange contracts dealers, security issuers, real estate securities dealers and scholarship plan dealers), and information on what constitutes advising under the Securities Act.

On June 30, 2000, the Commission published for comment proposed conditions of registration for all limited dealers relating to the sale of securities that are sold under exemptions as NIN#2000/27, Proposed Conditions of Registration for Limited Dealers.  Copies of the comment letters received are available for viewing upon advance request to the Information and Records Division (604) 899-6664. A number of changes to the proposed conditions were made for clarification. The amended conditions are set out in BCIN#33-701.

These Interpretation Notes replace NIN#97/39, NIN#98/56 and NIN#2000/27.


DATED at Vancouver, British Columbia, on December 21, 2000.

 


Steve Wilson
Executive Director

Ref: BCIN#31-701
BCIN#33-701
NIN#97/39
NIN#98/56
NIN#2000/27

This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the Commission Documents database or the Historical Documents database.