Securities Law

BCN 2001/13 - Streamlining - Renumbering of Instruments [BCN - Rescinded]

Published Date: 2001-03-02
Effective Date: 2001-02-28

Over the past few months the Commission has been streamlining its regulatory instruments.  In the first phase we eliminated the outdated and less useful instruments.  Over 138 instruments were eliminated.  That phase is now complete, although we now review every instrument regularly to ensure it is still necessary.

We now begin the second phase.  We will re-issue the surviving instruments under the 5-digit subject-based numbering system used for local instruments issued since mid 1999.  See www.bcsc.bc.ca/policy/appendix.asp for an explanation of this system. 

The re-issued instruments will be brought up to date by correcting cross references and making similar editorial amendments.

Appendix A lists the instruments being re-issued as of the date of this notice.

Appendix B is a table of concordance showing all instruments re-issued under the new numbering system, including those re-issued before the streamlining project began.  This table will be updated monthly as the project continues.


DATED at Vancouver, British Columbia, on February 28, 2001.

 

 

Brent W. Aitken
Member

This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the Commission Documents database or the Historical Documents database.

 

 


Appendix A

List of Instruments Issued on February 28, 2001
New Number Title Old Number
BCN#12-701 Executive Director's Consent under Section 179 of the Company Act    NIN#91/17
BCI#45-508 Hold Period for Securities Issued by an Exchange Issuer under Section 74(2)(18) of the Securities Act BOR#98/1
BCI#55-501 Filing Insider Reports by Facsimile  BOR#95/5
BCI#81-504  Transactions Between Mutual Funds and Responsible Persons Relating to Certain Debt Securities, Mortgages and Equity Securities BOR#96/17 BOR#97/10 BOR#98/5
BCN#81-701 Report on Changes in the Regulation of Segregated Funds and Mutual Funds NIN#99/53

1Note that the Commission has added rating agencies to the "Specified Credit Rating Table", formerly attached to BOR#96/17 as Appendix "A". 


Appendix B
Table of Concordance as of February 28, 2001
Old Number Old Title Replaced by New Number
NIN#91/17 Section 203(3)(b) of the Company Act - Consent by the Superintendent of Brokers to the Waiver of the Appointment of an Auditor for a Subsidiary Corporation BCN#12-701
NIN#91/21 Accounting for Business Combinations and Corporate Reorganizations BCIN#52-701
NIN#93/12 Restriction Applicable to the Solicitation of Expressions of Interest under BOR#91/7 and BOR#93/1 NI 44-101
NIN#93/18  Fiscal Agency Agreements - Restrictions on Exemption Orders BCI#45-507
NIN#97/6 Permission under Section 35(1)(c) of the Securities Act BCN#47-701
NIN#97/11 Meaning of "Fully Managed" Accounts BCIN#45-701
NIN#97/39 Registration to Act as an Adviser or to Trade in Securities or Exchange Contracts BCI#33-701 and BCIN#31-701
NIN#98/56 Trading by Registrants under Certain Prospectus and Registration Exemptions BCIN#33-701 and BCIN#31-701
NIN#99/7 Permission to Make Written Listing Representations BCN#47-701
NIN#99/53 Report on Changes in the Regulation of Segregated Funds and Mutual Funds BCN#81-701
BOR#87/29 A Policy of the Toronto Stock Exchange on Small Shareholder Selling and Purchase Arrangements NI 32-101
BOR#87/30 A Policy of the Montreal Exchange on Small Shareholder Selling and Purchase Arrangements NI 32-101
BOR#88/2 The Definition of "Exchange Issuer" BCI#14-501
BOR#89/1 The Registration of Persons Trading in IOCC Options BCI#22-501
BOR#91/2 Rules for Shelf Prospectus Offerings and for Pricing Offerings After the Prospectus is Receipted IR 44-802 and IR 44-803
BOR#91/7 The Multijurisdictional Disclosure System IR 71-801
BOR#91/8 The Registration of Persons Trading in TCO Commodity Options BCI#22-501
BOR#91/10 First Renewal Prospectuses Filed by Mutual Funds Under National Policy Statement No. 36 BCI#81-503
BOR#92/1 Fees Payable by Members of the Press for a Subscription to the Weekly Summary and for Search of a File BCI#11-501
BOR#93/1 The Prompt Offering Qualification System IR 44-801
BOR#95/5  Filing Insider Reports by Facsimile  BCI#55-501
BOR#95/6 Continuing Relief From Certain Registration Requirements BCI#33-502
BOR#96/15 Trades in Options to Consultants BCI#45-507
BOR#96/16 Further Continuing Relief for Financial Statements of Certain Foreign Issuers and the Prompt Offering Qualification System IR 44-801
BOR#96/17 Mutual Funds and the Purchases and Sales of Certain Debt Securities From and to the Accounts of Responsible Persons BCI#81-504
BOR#97/4 Trust Companies, Insurers and Portfolio Managers in Other Provinces and Territories of Canada and Foreign Portfolio Managers BCI#45-504
BOR#97/10  Further Transitional Relief Relating to Transactions Between a Mutual Fund and Non-Participating Affiliates of its Responsible Persons BCI#81-504
BOR#98/1 The Hold Period for Securities Issued by an Exchange Issuer Under Section 74(2)(18) of the Securities Act BCI#45-508
BOR#98/5 Mutual Funds and the Purchase and Sale of Mortgages From and to the Account of Responsible Persons BCI#81-504
BOR#98/7 System for Shorter Hold Period with an Annual Information Form BCI#45-506
CCA BOR#89/7 In the Matter of the Recognition of Commodity Exchanges Situated Outside the Province of British Columbia BCI#22-501
Form 12 Information Required in Prospectus of Industrial Issuer BCF 41-601.F
Form 12A Information Required in Prospectus of Junior Industrial Issuer BCF 41-601.F
Form 12B Information Required in Exchange Offering Prospectus of an Industrial Issuer BCF 41-601.F
Form 13 Information Required in Prospectus of Finance Issuer BCF 41-601.F
Form 14 Information Required in Prospectus of an Industrial Issuer - Natural Resource Issuer BCF 41-601.F
Form 14A Information Required in Prospectus of a Natural Resource Issuer BCF 41-601.F
Form 14B Information Required in Exchange Offering Prospectus of a Natural Resource Issuer BCF#41-601.F
Form 43C Offering Memorandum - Mortgages BCF#45-901F
Form 54 Technical Report on Mineral Properties Excluding Oil and Gas 43-101F1
Form 61 Quarterly Report 51-901.F
LPS 3-02 Prospectus Filing Requirements BCP#41-601
LPS 3-34 Application for Non Reporting Status BCI#11-502
LPS 3-44 Recognition of Self Regulatory Body, Exchanges and Jurisdictions BCP#21-601
NP 1 Clearance of National Issues NP 43-201
NP 2-A Guide For Engineers, Geologists and Prospectors Submitting Reports on Mining Properties to Canadian Provincial Securities Administrators  NI 43-101
NP 12 Disclosure of "Market Out" Clauses in Underwriting Agreements in Prospectuses NI 41-101
NP 13 Disclaimer Clause on Prospectus NI 41-101
NP 17 Violations of Securities Laws of Other Jurisdictions - Conduct Affecting Fitness for Continued Registration NP 34-201
NP 18 Conflict of Interest - Registrants Acting as Corporate Directors MLP 34-202
NP 32 Prospectus Warning Re: Scope of Distribution NI 41-101
NP 35 Purchaser's Statutory Rights NI 41-101
NP 36 Mutual Funds - Simplified Prospectus Disclosure System NI 81-101
NP 37 Reciprocal Cease Trading Orders NP 62-201
NP 38 Take-Over Bids - Defensive Tactics NP 62-202
NP 39 Mutual Funds NI 81-102
NP 44 Rules for Shelf Prospectus Offerings NI 44-102 and NI 44-103
NP 45 Multijurisdictional Disclosure System NI 71-101
NP 47 Prompt Offering Qualification System NI 44-101