Securities Law

BCN 2001/26 - Web-posted Notice Confirming Registration [BCN - Rescinded]

Published Date: 2001-04-27
Effective Date: 2001-04-26

The Executive Director has adopted BC Instrument 31-502 relating to posting notice on the B.C. Securities Commission website to communicate an applicant’s registration. It will come into effect on June 1, 2001.

Section 34(3) of the Securities Act prohibits a person applying for registration from trading in a security or an exchange contract, acting as an underwriter, or acting as an adviser until the person has received written confirmation of registration from the Executive Director. 

To facilitate a more efficient registration process, the Executive Director will no longer issue registration certificates, either in written or electronic form. Instead, the Executive Director will post notice of the registration of an applicant on a website maintained by the Commission at www.bcsc.bc.ca, with the expectation that a person applying for registration will monitor the website to determine the person's registration status.


April 26, 2001

 


Steve Wilson
Executive Director

Ref: BCI#31-502
 Securities Act, section 34(3)

This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the Commission Documents database or the Historical Documents database.