BCN 2001/73 - Exemption from cold calling restrictions for Registered Dealers [BCN - Rescinded]
| Published Date: | 2001-10-26 |
|---|---|
| Effective Date: | 2001-10-26 |
Today the Commission has exempted all dealers registered with the Commission and the registered employees of those dealers from section 49(2) of the Securities Act.
Section 49(2) states that a person must not attend at any residence, or telephone from inside British Columbia to any residence inside or outside British Columbia, for the purpose of trading in a security or exchange contract.
The Commission retains the discretion to deny the use of this new exemption by, or to take other enforcement action against, any person that abuses this exemption.
Questions may be referred to:
George Coleman
Senior Compliance Officer
Capital Markets Regulation
British Columbia Securities Commission
Telephone: (604) 899-6623
E-mail: gcoleman@bcsc.bc.ca
October 26, 2001
Douglas M. Hyndman
Chair
Ref: Securities Act, s.49
This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the Commission Documents database or the Historical Documents database.