BCN 2003/48 - BCI 33-511 - Exemptions to extend certain NRD submission dates [BCN - Rescinded]
| Published Date: | 2003-11-17 |
|---|---|
| Effective Date: | 2003-11-14 |
The Executive Director has granted exemptions to Multilateral Instrument 31-102 National Registration Database (MI 31-102) and Multilateral Instrument 33-109 Registration Information (MI 33-109) to further extend the deadline dates for certain NRD submissions.
Substance and Purpose
In April 2003, BCI 33-509 was issued to exempt a person from certain sections of MI 31-102 and MI 33-109 that require the submission of a completed Form 33-109F3 or Form 33-109F4 in NRD format within 30 business days of the NRD access date if the person submitted the completed Form 33-109F3 or Form 33-109F4 in NRD format by September 30, 2003.
In July 2003, BCI 33-510 was issued to revoke BCI 33-509, extend the September 30, 2003 filing deadline in BCI 33-509 to November 15, 2003, and to provide exemptions from the requirement to file a completed Form 33-109F4 when there is a change to certain Form 4 information.
BCI 33-511 revokes BCI 33-510 and extends the November 15, 2003 filing deadline in BCI 33-510 to December 15, 2003 and March 31, 2006 and continues to provide exemptions from the requirement to file a completed Form 33-109F4 when there is a change to certain Form 4 information.
The exemptions apply to the following sections:
| Instrument | Section |
| MI 31-102 | 7.4 |
| MI 31-102 | 7.6 |
| MI 31-102 | 7.7 |
| MI 31-102 | 7.8 |
| MI 31-102 | 7.9(1)(a) |
| MI 33-109 | 8.5 |
| MI 33-109 | 8.7 |
| MI 33-109 | 8.7 |
The purpose of the exemptions is to provide sufficient time to correct errors in NRD data that may have occurred during its conversion from the Commission’s database to NRD.
Questions
Questions may be referred to:
Anthony Wong
Senior Legal Counsel
Legal and Market Initiatives
British Columbia Securities Commission
(604) 899-6777
or 1-800-373-6393 (in B.C. and Alberta)
awong@bcsc.bc.ca
November 14, 2003
L.E. Evans, C.A.
Director, Capital Markets Regulation
Ref: MI 31-102
MI 33-109
This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the Commission Documents database or the Historical Documents database.